A broker who embezzled from his clients to fund his gambling addiction will be allowed to avoid the pokie and play poker instead. [More]
Is Your Broker a Crook? Check Their Background!
By March 23, 2007
While most small investors are better served by using a discount broker, there are times you may want to invest with a real human being. If you’re that kind of highfalutin investor, you can now see if a broker has a “record.”
